Financial Institutions, Markets and Services
Teacher
Debiprasad Satpathy, Rupsa Mahapatra
Category
Domain Courses
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Code(Credit) : CUTM1226 (Credit:4+0+2)
Course Name : Financial Institutions, Markets & Services
Course Objectives
- To offer a comprehensive exploration of the revolutionary developments occurring in the financial markets and institutions i.e., innovation, globalization and deregulation -with a focus on the real practices of financial institutions, investors, and financial instruments.
- To understand the Overview of Indian Financial System, Investment Banking in India and also Recent Developments and Challenges ahead.
- To understand the concepts of fund based and non-fund base financial services.
Course Outcomes
CO1. Analyse the Financial System, Banking and Non-Banking Institutions, Securities Markets and also the key terminology of Financial Market for employment opportunity.
CO2. Apply various types of financial services provided by Financial Institutions for investment advisor’s perspective to the various kinds of investors, which will help in enhancing the skill in the area of finance for employment and entrepreneurship.
CO3. Analyze and frame out the profitability alternatives to mobilize funds from capital market and money market for client and company helping in enhancement of critical thinking and analysis skills.
| COS | COURSE OUTCOMES | MAPPING COS WITH POS (High-3; Medium-2; Low-1) |
| CO1 | Will be able to analyse the Financial System, Banking and Non-Banking Institutions, Securities Markets and also the key terminology of Financial Market for employment opportunity. | PO1(3), PO2(2) |
| CO2 | Will be able to apply various types of financial services provided by Financial Institutions for investment advisor’s perspective to the various kinds of investors, which will help in enhancing the skill in the area of finance for employment and entrepreneurship.
|
PO1(2), PO3(3) |
| CO3 | Will be able to analyse and frame out the profitability alternatives to mobilise funds from capital market and money market for client and company helping in enhancement of critical thinking and analysis skills. | PO2(2), PO4(3) |
Course Syllabus
Financial System:
Introduction to Financial System, Indicators of Financial Development, Components of financial system: financial market, financial instruments, financial institutions and financial services. Role functions and types of financial institutions, Investment/Merchant Banking: functions and SEBI guidelines, Responsibilities of Lead Managers.
Characteristics and functions of financial market, Classification financial Market, Government Securities Market, Debt Market, Commodity Market, Derivative and Global Financial Markets.
Modules II:
Capital Market and Money Market:
Capital Market: Introduction to Capital Market: Primary Market, Methods of Floating New Issues, Players in the New Issue Market, Stock Exchange: Constitution, Control and Functions, Listing of Securities, Trading Mechanism
Money Market: Introduction to Money Market, Features of Money Market, Objectives, Importance, Call Money Market, Commercial Bills Market, Treasury Bills, Commercial Papers, Certificates of Deposit, Intermediaries in Money Market
Modules III:
Fund Based Financial Services:
Financial Services: Concept, Functions Growth of Financial Services in India, Regulatory Framework, Types of Financial Services, Fund based and non-fund based. NBFC- Scope, Functions, Role of NBFCs in rendering financial services.
Concept and types of leasing, Hire-Purchase, difference between leasing, hire purchase and installment purchase. Factoring and forfeiting. FINTECH and its applications.
Modules IV:
Non-Fund Based Financial Services:
Mutual Funds: Concept, different schemes, advantages, Functions, Mutual fund in India, Regulation of Mutual Fund, Credit rating: Concept, Importance, Process of Credit rating, Credit rating agencies in India.
Project: Project on different schemes of Mutual funds and Credit rating in India.
Text Books:
- Financial Markets Institutions & Services by Vinod Kumar, Manmeet Kaur and Atul Gupta, Taxmann's 2021
- An introduction to Financial Markets institutions & Financial Services by Vipin Kumar, Netshop 18, 2019.
Session Plan
Session 2
Functions of a Financial System
Session 3
Theories explaining the interrelationship of Financial System and Economic Development
Session 14
Financial Inclusion
Additional Reading
Session 16
Evolving role of central bank
Reading Material
Session 18
Chit fund Organisation function and regulatory aspect
Basic Reading
Session 20
Indian Insurance Industry
Session 26
Factoring and Forefating
Projects
1.Assessing the future trends for financial services in India
The rise and inter connectivity of emerging markets
Demographic change
Social and behavioural change
Technological change
2. A project on comparative study of mutual fund India
To study some mutual fund scheme in India
To study some mutual fund companies in India
Explore the recent development in India
study the regulation of mutual fund in India
3.Electronic Payment : The objective of the study and analyze the progress made by Indian banking industry in adoption of technology and e-payment. The study is secondary based and analytical in nature. The progress in e-banking and e-payment in Indian banking industry is measured through various parameters such as Computerization of branches, Automated Teller Machines, Transactions through Retail Electronic Payment Methods etc. Statistical and mathematical tools such as simple growth rate, percentages and averages etc are used. The study also highlights the challenges faced by adoption of technology regarding e-payments and recommendations are made to tackle these challenges.
Our Main Teachers
Debiprasad Satpathy: Rupsa Mahapatra:
Dr. Mahapatra is working as an Assistant Professor (Finance) at Centurion University of Technology & Management. She holds a master’s degree in finance from Ravenshaw university. After that she did her Master in Philosophy degree (M.Phil. in Management) from Ravenshaw University. She has also completed her Ph.D. in Commerce from Ravenshaw University. She has more […]